Regulatory Environment for Crowdfunding and the Platform Trends that are Impacting Issuers and Investors

March 19, 2024

1PM Eastern Time

Our expert panel looked at the regulations set by the SEC and FINRA along with the pending legislations in Congress, and the platform trends that are impacting issuers and investors.

What to expect on this webinar

SEC's Regulation Crowdfunding (Reg CF)

The panel discussed the current regulations set by the SEC, specifically Reg CF, which allows companies to raise capital by selling securities through crowdfunding platforms.

FINRA's Role

The panel touch upon FINRA's role in regulating crowdfunding activities including regarding broker-dealer involvement and investor protection.

Platform Trends

Our experts also discussed how technological advancements, enhanced investor due diligence, and other trends are impacting crowdfunding

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Our expert panel looked at the regulations set by the SEC and FINRA along with the pending legislations in Congress, and the platform trends that are impacting issuers and investors.

Speakers

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Your Webinar Series Host

Andrew Dix

is Editor-in-Chief of Crowdfund Insider, the leading news and information site covering disruptive finance including online capital formation, online lending, blockchain and other forms of Fintech. With extensive knowledge of the investment and crowdfunding landscape, Andrew will be probing our expert panellists on what’s happening and what’s next for the private securities marketplace.

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